-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PIlUx2NiuxFgIFsli40C42jQG/AzqDOJ9HKmHk8uFu42zG6bVgpiuTsSve+axp1E ACXv1OPe0mDeixC25jV06A== 0000903594-98-000015.txt : 19980218 0000903594-98-000015.hdr.sgml : 19980218 ACCESSION NUMBER: 0000903594-98-000015 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT BANK CORP CENTRAL INDEX KEY: 0001000235 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 232820537 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-47369 FILM NUMBER: 98536920 BUSINESS ADDRESS: STREET 1: HIGH & HANOVER STREETS STREET 2: P O BOX 1090 CITY: POTTSTOWN STATE: PA ZIP: 19464 BUSINESS PHONE: 6103231500 MAIL ADDRESS: STREET 1: HIGH & HANOVER STREETS CITY: POTTSTOWN STATE: PA ZIP: 19464 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT BANK EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001007824 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 232820537 STATE OF INCORPORATION: PA FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: HIGH & HANOVER STREET CITY: POTTSTOWN STATE: PA ZIP: 19464 BUSINESS PHONE: 6103231500 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 _____________ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b) and (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1) Patriot Bank Corp. (Name of Issuer) Common Stock, Par Value $.01 per share (Title of Class of Securities) 703356-10-5 (CUSIP Number) CUSIP No. 703356-10-5 1. Name of Reporting Persons IRS Identification No. of Above Persons (Entities Only) Patriot Bank Employee Stock Ownership Plan IRS I.D. No. 23-2820537 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] 3. SEC Use Only _____________________________________________________________ 4. Citizenship or Place of Organization Pennsylvania Number of 5. Sole Voting Power -0- Shares Beneficially 6. Shared Voting Power 356,857 Owned By Each Reporting 7. Sole Dispositive Power 356,857 Person With 8. Shared Dispositive Power -0- 9. Aggregate Amount Beneficially Owned by Each Person 441,414 10. Check Box if the Aggregate Amount in Row 9 Excludes Certain Shares* [ ] 11. Percent of Class Represented by Amount in Row 9 10.1% 12. Type of Reporting Person* EP Item 1(a) Name of Issuer: Patriot Bank Corp. Item 1(b) Address of Issuer's Principal Executive Offices: High and Hanover Streets Pottstown, Pennsylvania 19464 Item 2(a) Name of Person Filing: Patriot Bank Employee Stock Ownership Plan Trustee: Meridian Trust Company P.O. Box 1102 Reading, Pennsylvania 19603 Item 2(b) Address of Principal Business Office or, if None, Residence: High and Hanover Streets Pottstown, Pennsylvania 19464 Item 2(c) Citizenship: Pennsylvania chartered commercial bank's employee stock benefit plan organized in Pennsylvania Item 2(d) Title of Class of Securities: Common Stock, par value $.01 per share Item 2(e) CUSIP Number: 703356-10-5 Item 3 The person filing this statement is an employee benefit plan which is subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 4 Ownership: As of December 31, 1997, the reporting person beneficially owned 441,414 shares of the issuer. This number of shares represents 10.1% of the common stock, par value $.01, of the issuer, based upon 4,358,468 shares of such common stock outstanding as of December 31, 1997. As of December 31, 1997, the reporting person had sole power to vote or to direct the vote of none of the shares and shared voting power over 356,857 shares. The reporting person had the sole power to dispose or direct the disposition of 356,857 shares of common stock. Item 5 Ownership of Five Percent or Less of a Class. N/A Item 6 Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8 Identification and Classification of Members of the Group. N/A Item 9 Notice of Dissolution of Group. N/A Item 10 Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and are not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1998 (Date) /s/ Richard A. Elko (Signature) Chief Financial Officer (Title) -----END PRIVACY-ENHANCED MESSAGE-----